This role will assist the Country Compliance manager in driving the regulatory compliance function for the financial businesses in Thailand.
Regulatory Compliance Advisory:
Render regulatory compliance advice on all aspects of compliance, including but not limited to AML, outsourcing, business continuity, and mandatory reporting requirements;
Support regulatory and scheme licensing efforts for jurisdictions assigned, including ensuring all required documentation are in line with regulatory and scheme expectations;
Assist to develop, maintain and implement the country compliance program, including Compliance policies and guidelines, regulatory documentation, training logs, and related policies/procedures for all assigned jurisdictions in a scalable manner;
Work closely with operations and product teams to ensure enhancements in compliance processes are adhered to and play a driving role to implement system changes; and
Assist the Company’s MLRO on its day-to-day compliance matters.
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